Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BFS Wealth and Protection Ltd
FRN 125891
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (13 Jan 2012 to 30 Sep 2018)
- CF10 Compliance Oversight (15 Sep 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Sep 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 24 Jun 2009)
- CF22 Investment Adviser (Trainee) (21 Nov 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.