Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BFS Wealth and Protection Ltd
FRN 125891
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (13 Jul 2006 to 26 Mar 2024)
- Responsible for Insurance Mediation (14 Jan 2005 to 15 Sep 2010)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2010)
- CF1 Director (1 Dec 2001 to 16 Jun 2010)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2010)
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- Employed By (31 Jul 2009 to 15 Apr 2024)
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- Employed By (13 Jul 2006 to 26 Jun 2014)
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- Employed By (1 Mar 2002 to 21 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.