Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (13 Jul 2006 to 26 Mar 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Sep 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2010)
    • CF1 Director (1 Dec 2001 to 16 Jun 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2010)
  • Deb Wealth Management & Protection Ltd (no longer approved here)

    FRN 497067

    • Employed By (31 Jul 2009 to 15 Apr 2024)
  • Clarkehouse Financial Services Ltd (no longer approved here)

    FRN 454483

    • Employed By (13 Jul 2006 to 26 Jun 2014)
  • Northchurch Financial Services Ltd (no longer approved here)

    FRN 208794

    • Employed By (1 Mar 2002 to 21 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.