Date authorised
1 April 2013
Companies House
07599565
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500
  • Complaints Contact

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hermina Maria Popa

    IRN HMP01026

    • [FCA CF] Client dealing (since 4 Apr 2024)
    • [FCA CF] Material risk taker (since 4 Apr 2024)
  • Jaime Alvarez

    IRN JXA01658

    • [FCA CF] Client dealing (17 Mar 2021 to 15 Oct 2021)
  • James Laurence Chew

    IRN JLC01137

    • Director of firm who is not a certification employee or a SMF manager (since 18 Apr 2023)
  • James Patrick Westhead

    IRN JXW00404

    • [FCA CF] Client dealing (since 1 Sep 2025)
    • [FCA CF] Manager of certification employee (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 15 Mar 2021)
    • [FCA CF] Significant management (since 15 Mar 2021)
  • Jeremy Kim Shepheard Rogers

    IRN JKR01010

    • [FCA CF] Manager of certification employee (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 15 Mar 2021)
    • [FCA CF] Significant management (since 15 Mar 2021)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • CF30 Customer (13 Feb 2014 to 19 Jan 2018)
  • John Bromley

    IRN JXB01564

    • Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2025)
  • John Gordon Kingston

    IRN JGK01044

    • CF2 Non Executive Director (15 Mar 2012 to 21 Jul 2015)
  • Jolynn Yen Ai Kek

    IRN JXK00802

    • [FCA CF] Client dealing (since 29 May 2025)
  • Keith Andrew Starling

    IRN KAS01043

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • [FCA CF] Significant management (since 22 Mar 2021)
    • [FCA CF] Material risk taker (since 22 Mar 2021)
    • CF28 Systems and controls (30 Jun 2016 to 18 Sep 2017)
    • CF30 Customer (19 Mar 2013 to 19 Jan 2018)
  • Keith Victor Smithson

    IRN KVS01003

    • CF2 Non Executive Director (21 Jan 2014 to 28 Jun 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.