Date authorised
1 April 2013
Companies House
07599565
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500
  • Complaints Contact

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kieron John Boyle

    IRN KJB01178

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jun 2025)
    • CF2 Non Executive Director (14 Jun 2016 to 8 Dec 2019)
  • Laurice Harris

    IRN LXH00334

    • [FCA CF] Material risk taker (14 Mar 2022 to 13 Apr 2026)
  • Lesley-Anne Alexander

    IRN LXA01491

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2026)
    • CF2 Non Executive Director (7 Jun 2018 to 8 Dec 2019)
  • Lisa Mari Hilder

    IRN LXH00232

    • [FCA CF] Material risk taker (since 17 Mar 2021)
  • Marie Claire Kearney

    IRN MXK00917

    • [FCA CF] Manager of certification employee (since 13 Aug 2025)
    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 24 Mar 2025)
  • Mark Anthony Allen

    IRN MAA01190

    • CF28 Systems and controls (19 Oct 2015 to 6 May 2016)
  • Matthew Brett Robinson

    IRN MBR01042

    • CF30 Customer (22 Mar 2013 to 1 Apr 2016)
  • Michelle Ashworth

    IRN MXA01461

    • Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2025)
  • Neil Hodges

    IRN NXH00166

    • [FCA CF] Material risk taker (since 10 Mar 2021)
  • Nicholas Peter O'Donohoe

    IRN NPO01003

    • CF1 Director (15 Mar 2012 to 31 Dec 2015)
    • CF3 Chief Executive (15 Mar 2012 to 31 Dec 2015)
    • CF30 Customer (15 Mar 2012 to 31 Dec 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.