Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 29 Nov 2024)
- SMF1 Chief Executive (9 Dec 2019 to 29 Nov 2024)
- CF1 Director (19 Jun 2017 to 8 Dec 2019)
- CF3 Chief Executive (19 Jun 2017 to 8 Dec 2019)
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- CF30 Customer (15 Mar 2012 to 31 Dec 2015)
- CF1 Director (15 Mar 2012 to 31 Dec 2015)
- CF3 Chief Executive (15 Mar 2012 to 31 Dec 2015)
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- CF30 Customer (1 Nov 2007 to 20 Apr 2011)
- CF29 Significant management (1 Nov 2007 to 20 Apr 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (24 Mar 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.