Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • British International Investment Plc (no longer approved here)

    FRN 195649

    • SMF3 Executive Director (9 Dec 2019 to 29 Nov 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Nov 2024)
    • CF1 Director (19 Jun 2017 to 8 Dec 2019)
    • CF3 Chief Executive (19 Jun 2017 to 8 Dec 2019)
  • Better Society Capital Limited (no longer approved here)

    FRN 568940

    • CF30 Customer (15 Mar 2012 to 31 Dec 2015)
    • CF1 Director (15 Mar 2012 to 31 Dec 2015)
    • CF3 Chief Executive (15 Mar 2012 to 31 Dec 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 20 Apr 2011)
    • CF29 Significant management (1 Nov 2007 to 20 Apr 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Mar 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.