Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • [FCA CF] Material risk taker (since 22 Mar 2021)
    • [FCA CF] Significant management (since 22 Mar 2021)
    • CF28 Systems and controls (30 Jun 2016 to 18 Sep 2017)
    • CF30 Customer (19 Mar 2013 to 19 Jan 2018)
  • Millennium Global Investments Limited (no longer approved here)

    FRN 171039

    • CF2 Non Executive Director (29 Jun 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.