Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Better Society Capital Limited
FRN 568940
- [FCA CF] Client dealing (since 15 Mar 2021)
- [FCA CF] Significant management (since 15 Mar 2021)
- [FCA CF] Material risk taker (since 15 Mar 2021)
- [FCA CF] Manager of certification employee (since 15 Mar 2021)
- CF30 Customer (13 Feb 2014 to 19 Jan 2018)
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- CF30 Customer (1 Nov 2007 to 11 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 11 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (22 Apr 2003 to 8 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.