Date authorised
1 April 2013
Companies House
01134860
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bluebell Cottage
    Catthorpe Road
    Shawell
    Lutterworth
    Leicestershire
    LE17 6AQ
    UNITED KINGDOM
    Phone
    +4401162042988
  • Complaints Contact

    Bluebell Cottage
    Catthorpe Road
    Shawell
    Lutterworth
    Leicestershire
    LE17 6AQ
    UNITED KINGDOM
    Phone
    +4401162042988

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Alan Hulbert

    IRN RAH01105

    • CF30 Customer (1 Nov 2007 to 28 Feb 2008)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • Richard Anthony Wallis

    IRN RAW00042

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • Richard Lee Phillips

    IRN RLP00010

    • CF30 Customer (1 Nov 2007 to 29 Nov 2013)
    • CF21 Investment Adviser (16 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2004 to 16 Jan 2006)
  • Robert James Love

    IRN RJL01160

    • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2005 to 17 Nov 2006)
  • Robert Murray

    IRN RXM00019

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2007)
    • CF1 Director (1 Dec 2001 to 30 Jun 2007)
  • Robert Stephen Neufeld

    IRN RSN00004

    • CF30 Customer (9 Feb 2015 to 4 Dec 2018)
  • Roger Edward Croxton

    IRN REC00008

    • CF1 Director (AR) (15 Apr 2020 to 14 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 28 Nov 2019)
  • Samuel David Connor

    IRN SDC01104

    • CF30 Customer (1 Nov 2007 to 1 Feb 2011)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
  • Stephen Andrew Stannard

    IRN SAS01101

    • CF21 Investment Adviser (16 Jan 2006 to 1 Dec 2006)
    • CF22 Investment Adviser (Trainee) (20 May 2005 to 16 Jan 2006)
  • Stephen Anthony McShane

    IRN SXM00274

    • CF22 Investment Adviser (Trainee) (5 Mar 2002 to 25 Nov 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.