Roger Edward Croxton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF1 Director (AR) (15 Apr 2020 to 14 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 28 Nov 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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