Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Jul 2020)
    • CF30 Customer (20 Nov 2019 to 8 Dec 2019)
    • CF1 Director (20 Nov 2019 to 8 Dec 2019)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2005 to 17 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.