Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ASSET INTELLIGENCE PORTFOLIO MANAGEMENT LTD
FRN 842662
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jul 2020)
- SMF3 Executive Director (9 Dec 2019 to 12 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 22 Jul 2020)
- CF30 Customer (20 Nov 2019 to 8 Dec 2019)
- CF1 Director (20 Nov 2019 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 May 2005 to 17 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.