BERKELEY, BURKE & COMPANY LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme
Buy-to-Let Start Date
Buy-to-Let Status
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

Senior staff personally approved by the FCA to hold their roles here.

Stephen David Cave
IRN SDC00011
- CF30 Customer (30 Jul 2010 to 6 Dec 2011)
Thomas Damien Derbyshire
IRN TDD01017
- CF30 Customer (16 Jan 2015 to 2 Feb 2019)
Wayne Ellis
IRN WXE00004
- CF21 Investment Adviser (16 Jan 2006 to 1 Sep 2007)
- CF22 Investment Adviser (Trainee) (11 Jan 2005 to 16 Jan 2006)
- CF1 Director (11 Jan 2005 to 1 Sep 2007)
Zachary Luke Gallagher
IRN ZLG01000
- CF1 Director (AR) (23 Dec 2016 to 24 Jul 2019)
- CF1 Director (12 Oct 2016 to 22 Dec 2016)

Smaller firms operating under this firm's FCA authorisation.

Options EBC Limited (no longer appointed)
FRN 922653 · Appointed 13 Mar 2020 · Until 15 Oct 2021
Berkeley Burke (Financial Services) Ltd (no longer appointed)
FRN 554989 · Appointed 4 Jul 2011 · Until 30 Jul 2019
Berkeley Burke Wealth Management Limited (no longer appointed)
FRN 489950 · Appointed 15 Jul 2010 · Until 2 Oct 2020
Really Flexible Mortgages Limited (no longer appointed)
FRN 414538 · Appointed 5 Sep 2007 · Until 8 Oct 2014
Michael Hill Partnership (no longer appointed)
FRN 467609 · Appointed 8 May 2007 · Until 8 Oct 2014
Lester & Co (no longer appointed)
FRN 460035 · Appointed 13 Nov 2006 · Until 8 Oct 2014
The Pension Simplification Consultancy Ltd (no longer appointed)
FRN 430236 · Appointed 29 Mar 2005 · Until 10 Sep 2008
Berkeley Burke Macartney & Dowie Limited (no longer appointed)
FRN 226258 · Appointed 10 Jul 2003 · Until 2 Oct 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.