Baring Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Michael Stevenson
IRN DMS01276
- CF1 Director (26 Feb 2013 to 20 Dec 2017)
David William Gale
IRN DWG01019
- CF21 Investment Adviser (14 Mar 2002 to 2 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Mar 2002)
Dean Michael Caldon
IRN DMC01127
- CF26 Customer Trading (25 Feb 2002 to 20 Feb 2004)
Donald Walker
IRN DXW01319
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
- CF1 Director (1 Dec 2001 to 31 Dec 2003)
Duncan Jeffrey Robertson
IRN DXR17132
- CF29 Significant management (7 Oct 2019 to 8 Dec 2019)
Edward Remington-Hobbs
IRN EXR01097
- CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2005)
Ekkehardt von Knebel Doeberitz
IRN EXV01032
- CF22 Investment Adviser (Trainee) (11 Jan 2002 to 27 Jun 2003)
Eleonora Teresa Fleming
IRN ETF01001
- CF27 Investment Management (1 Dec 2001 to 4 Dec 2001)
Emma Louise Browning
IRN ELB00015
- SMF16 Compliance Oversight (9 Dec 2019 to 13 May 2022)
- SMF3 Executive Director (9 Dec 2019 to 3 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2022)
- CF1 Director (22 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Jan 2016 to 8 Dec 2019)
Eric James Lloyd
IRN EJL01072
- SMF18 Other Overall Responsibility (since 27 May 2022)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.