Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring Fund Managers Limited
FRN 119187
- SMF18 Other Overall Responsibility (since 27 May 2022)
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Baring International Investment Limited
FRN 122628
- SMF18 Other Overall Responsibility (since 27 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
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Baring Asset Management Limited
FRN 170601
- SMF18 Other Overall Responsibility (since 27 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
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BARINGS (U.K.) LIMITED
FRN 194662
- SMF18 Other Overall Responsibility (since 27 May 2022)
- CF30 Customer (30 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.