Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF16 Significant Mgt (Desgntd Investment Business) (11 Oct 2002 to 31 Dec 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF16 Significant Mgt (Desgntd Investment Business) (11 Oct 2002 to 31 Dec 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF1 Director (1 Dec 2001 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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