Emma Louise Browning

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Investments Limited

    FRN 122588

    • SMF16 Compliance Oversight (since 4 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2022)
    • [FCA CF] Significant management (21 Jul 2022 to 4 Nov 2022)
  • Atomos Financial Planning Limited

    FRN 193503

    • SMF16 Compliance Oversight (since 4 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2022)
    • [FCA CF] Significant management (21 Jul 2022 to 4 Nov 2022)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 May 2022)
    • CF1 Director (22 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jan 2016 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2022)
    • CF1 Director (22 Jan 2019 to 31 Oct 2019)
    • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jan 2016 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 May 2022)
    • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jan 2016 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 May 2022)
    • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Dec 2016 to 8 Dec 2019)
  • Argonaut Capital Partners LLP (no longer approved here)

    FRN 433809

    • CF11 Money Laundering Reporting (10 Jan 2007 to 18 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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