Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Boukhoufane
IRN RXB01286
- CF30 Customer (1 Nov 2007 to 4 Apr 2008)
- CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
Robert Gordon Faulkner
IRN RGF01053
- CF30 Customer (24 Apr 2018 to 8 Dec 2019)
Rodney Paul Aldridge
IRN RPA01015
- CF30 Customer (17 Nov 2016 to 30 May 2017)
Ronald Gordon Munro Watt
IRN RGW01043
- CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2003)
Samy Azzam
IRN SXA01139
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Nov 2002)
Sara Suleiman
IRN SXS09995
- CF30 Customer (5 Jan 2019 to 8 Dec 2019)
Sarah Louise Waud
IRN SLW01054
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
Sherrie Hammond
IRN SXH01284
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jan 2003)
Simon John Lashmar
IRN SJL01128
- CF30 Customer (1 Nov 2007 to 10 Mar 2014)
- CF26 Customer Trading (10 Aug 2004 to 31 Oct 2007)
Simon Thomas Jagger
IRN STJ01008
- CF30 Customer (11 Nov 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.