Robert Gordon Faulkner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICG MANAGER LIMITED

    FRN 189955

    • SMF3 Executive Director (since 14 Mar 2023)
    • [FCA CF] Material risk taker (5 Jul 2021 to 14 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 14 Mar 2023)
    • [FCA CF] Significant management (1 Jun 2020 to 14 Mar 2023)
  • ICG Alternative Investment Limited

    FRN 606186

    • SMF3 Executive Director (since 14 Mar 2023)
    • [FCA CF] Material risk taker (5 Jul 2021 to 14 Mar 2023)
    • [FCA CF] Significant management (1 Jun 2020 to 14 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 14 Mar 2023)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2020)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2020)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2020)
    • CF30 Customer (22 Mar 2010 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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