Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring International Investment Limited
FRN 122628
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (10 Aug 2004 to 31 Oct 2007)
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Baring Asset Management Limited
FRN 170601
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (10 Aug 2004 to 31 Oct 2007)
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- CF30 Customer (9 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 10 Mar 2014)
- CF26 Customer Trading (10 Aug 2004 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 17 May 2002)
- CF26 Customer Trading (1 Dec 2001 to 17 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.