Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (10 Aug 2004 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (10 Aug 2004 to 31 Oct 2007)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF30 Customer (1 Nov 2007 to 10 Mar 2014)
    • CF26 Customer Trading (10 Aug 2004 to 31 Oct 2007)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF27 Investment Management (1 Dec 2001 to 17 May 2002)
    • CF26 Customer Trading (1 Dec 2001 to 17 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.