Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Siyan Liu
IRN SXL02201
- CF30 Customer (21 Apr 2018 to 8 Dec 2019)
Stephen Hubert Burr
IRN SHB01032
- CF3 Chief Executive (1 Dec 2001 to 31 Dec 2003)
- CF1 Director (1 Dec 2001 to 31 Dec 2003)
Steven George Boehm
IRN SXB00303
- SMF24 Chief Operations (16 Feb 2021 to 27 Jan 2023)
Stuart Ian Mathieson
IRN SIM01024
- [FCA CF] Material risk taker (since 30 Jul 2024)
- CF30 Customer (2 Aug 2018 to 8 Dec 2019)
Susan Ann Moore
IRN SAM01433
- SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Jan 2021)
- CF29 Significant management (9 Oct 2019 to 8 Dec 2019)
Susanna Christina Pfeiffer
IRN SCP01042
- CF21 Investment Adviser (6 Mar 2002 to 10 Jul 2003)
- CF27 Investment Management (1 Dec 2001 to 6 Mar 2002)
Thomas Henry Cameron Kilpatrick
IRN THK01009
- CF30 Customer (25 Apr 2018 to 8 Dec 2019)
Thomas Richard Lowton
IRN TRL01035
- CF30 Customer (20 Feb 2018 to 8 Dec 2019)
Thomas William Walter Hughes
IRN TWH01045
- CF30 Customer (11 Apr 2018 to 8 Dec 2019)
Vasso Athene Photinos Spanos
IRN VAS01012
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.