Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Robert Edward Evans
IRN NXE00079
- SMF4 Chief Risk (since 18 Aug 2025)
Nicola Josephine Hayes
IRN NJH01231
- CF1 Director (22 Aug 2013 to 24 Nov 2016)
Nicola Robertson
IRN NXR00102
- [FCA CF] Material risk taker (9 Dec 2019 to 29 Jul 2022)
Nicolas Joe Farmer
IRN NJF01037
- CF26 Customer Trading (1 Dec 2001 to 7 Jun 2004)
Nicole Parker
IRN NXP00275
- [FCA CF] Material risk taker (4 Nov 2022 to 25 Jun 2024)
Nigel Craig Sillis
IRN NCS01023
- CF21 Investment Adviser (25 Feb 2002 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (25 Feb 2002 to 25 Feb 2002)
Oliver Harker-Smith
IRN OXH01035
- CF30 Customer (21 Apr 2018 to 8 Dec 2019)
Omotunde Lawal
IRN OXL01031
- [FCA CF] Material risk taker (31 Jan 2022 to 27 Feb 2026)
- CF30 Customer (9 May 2018 to 8 Dec 2019)
Owen Terwilliger
IRN OXT00056
- [FCA CF] CASS oversight function (since 31 Mar 2023)
Patrick Hoefling
IRN PXH02009
- SMF24 Chief Operations (since 15 Feb 2023)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.