Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • CF27 Investment Management (4 Apr 2005 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • CF27 Investment Management (4 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Jun 2002 to 31 Dec 2004)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF21 Investment Adviser (25 Feb 2002 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (25 Feb 2002 to 25 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.