Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring Fund Managers Limited
FRN 119187
- SMF24 Chief Operations (since 15 Feb 2023)
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Baring International Investment Limited
FRN 122628
- SMF24 Chief Operations (since 15 Feb 2023)
- SMF3 Executive Director (15 Feb 2023 to 2 Aug 2023)
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Baring Asset Management Limited
FRN 170601
- SMF24 Chief Operations (since 15 Feb 2023)
- SMF3 Executive Director (15 Feb 2023 to 2 Aug 2023)
- Director of firm who is not a certification employee or a SMF manager (13 May 2020 to 15 Feb 2023)
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BARINGS (U.K.) LIMITED
FRN 194662
- SMF24 Chief Operations (since 15 Feb 2023)
- SMF3 Executive Director (15 Feb 2023 to 2 Aug 2023)
- Director of firm who is not a certification employee or a SMF manager (13 May 2020 to 15 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.