Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Patrick Mark Seth
IRN PMS01102
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2004)
Paul Donald Smith
IRN PDS01169
- CF28 Systems and controls (5 Sep 2008 to 22 Jun 2009)
Paul Grice
IRN PXG01145
- CF21 Investment Adviser (8 Jul 2002 to 2 Jan 2003)
Paul John Thompson
IRN PJT01169
- CF29 Significant management (12 Jun 2018 to 31 Oct 2019)
Paul Loss
IRN PDL01076
- [FCA CF] Material risk taker (9 Dec 2019 to 29 May 2020)
- [FCA CF] Significant management (9 Dec 2019 to 29 May 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 May 2020)
- CF29 Significant management (3 Feb 2014 to 8 Dec 2019)
Paul Steven Aylward
IRN PSA01046
- CF30 Customer (5 Nov 2016 to 8 Dec 2019)
Paula Delgado Medina
IRN PXD02057
- CF30 Customer (3 Jan 2018 to 8 Dec 2019)
Percival Dean Stanion
IRN PDS01083
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Peter David Arnold
IRN PDA01084
- [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2023)
- CF10a CASS Oversight function (9 Oct 2012 to 8 Dec 2019)
Peter Henry Ellison Curry
IRN PHC01071
- CF30 Customer (17 Nov 2016 to 31 Mar 2017)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.