Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Epoch Investment Partners UK, Ltd
FRN 715988
- SMF3 Executive Director (since 1 Sep 2021)
- SMF1 Chief Executive (since 1 Sep 2021)
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 15 Jul 2020)
- SMF1 Chief Executive (9 Dec 2019 to 15 Jul 2020)
- CF1 Director (25 Oct 2019 to 8 Dec 2019)
- CF3 Chief Executive (25 Oct 2019 to 8 Dec 2019)
- CF30 Customer (7 Jun 2017 to 8 Dec 2019)
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- CF30 Customer (17 Nov 2016 to 31 Mar 2017)
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- CF30 Customer (17 Nov 2016 to 31 Mar 2017)
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- CF30 Customer (17 Nov 2016 to 31 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.