Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Sep 2021)
    • SMF1 Chief Executive (since 1 Sep 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jul 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Jul 2020)
    • CF1 Director (25 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (25 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (7 Jun 2017 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF30 Customer (17 Nov 2016 to 31 Mar 2017)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (17 Nov 2016 to 31 Mar 2017)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (17 Nov 2016 to 31 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.