Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (16 Dec 2014 to 31 Mar 2018)
- CF1 Director (16 Dec 2014 to 31 Mar 2018)
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- CF29 Significant management (1 Nov 2007 to 13 Aug 2014)
- CF30 Customer (1 Nov 2007 to 31 Oct 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2003 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2014)
- CF29 Significant management (1 Nov 2007 to 13 Aug 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2003 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.