Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter Hugh Wolton
IRN PHW01023
- CF16 Significant Mgt (Desgntd Investment Business) (31 Dec 2002 to 30 May 2003)
- CF8 Apportionment and Oversight (1 May 2002 to 30 May 2003)
- CF1 Director (1 May 2002 to 31 Dec 2002)
Peter Willis
IRN PDW01050
- CF27 Investment Management (1 Dec 2001 to 25 Jan 2002)
Philip John Baldwin
IRN PJB01205
- CF30 Customer (1 Nov 2007 to 30 Jan 2009)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Rajeev Maganlal Govindji Shah
IRN RMS01199
- SMF5 Head of Internal Audit (since 9 Dec 2019)
- CF28 Systems and controls (22 Jun 2009 to 8 Dec 2019)
Rhian Catrin Williams
IRN RXW00587
- SMF3 Executive Director (since 10 Sep 2024)
Richard John Kent
IRN RJK01134
- SMF4 Chief Risk (9 Dec 2019 to 2 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
- CF1 Director (9 Apr 2019 to 8 Dec 2019)
- CF28 Systems and controls (14 Dec 2016 to 8 Dec 2019)
Richard Michael John Ogilvie Graham
IRN RMG01038
- CF21 Investment Adviser (1 Dec 2001 to 16 Mar 2005)
Rina Sen Bijur
IRN RSB01044
- CF27 Investment Management (1 Dec 2001 to 7 Jan 2002)
Rishi Patel
IRN RXP01878
- CF30 Customer (29 Aug 2018 to 8 Dec 2019)
Robert Bee
IRN RJB00174
- CF21 Investment Adviser (20 May 2004 to 24 Dec 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jun 2002)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.