Richard John Kent

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 2 Jun 2025)
    • CF1 Director (9 Apr 2019 to 8 Dec 2019)
    • CF28 Systems and controls (14 Dec 2016 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
    • SMF4 Chief Risk (9 Dec 2019 to 2 Jun 2025)
    • CF1 Director (11 Oct 2017 to 8 Dec 2019)
    • CF28 Systems and controls (14 Dec 2016 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
    • SMF4 Chief Risk (9 Dec 2019 to 2 Jun 2025)
    • CF1 Director (11 Oct 2017 to 8 Dec 2019)
    • CF28 Systems and controls (14 Dec 2016 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • SMF4 Chief Risk (9 Dec 2019 to 2 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
    • CF1 Director (11 Oct 2017 to 8 Dec 2019)
    • CF28 Systems and controls (16 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2016 to 1 Dec 2016)
    • CF11 Money Laundering Reporting (8 Feb 2016 to 15 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.