Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Towers Watson Investment Management Limited (no longer approved here)

    FRN 446740

    • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
    • CF21 Investment Adviser (20 Apr 2006 to 31 Oct 2007)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF16 Significant Mgt (Desgntd Investment Business) (31 Dec 2002 to 30 May 2003)
    • CF1 Director (1 May 2002 to 31 Dec 2002)
    • CF8 Apportionment and Oversight (1 May 2002 to 30 May 2003)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF3 Chief Executive (1 May 2002 to 30 May 2003)
    • CF8 Apportionment and Oversight (1 May 2002 to 30 May 2003)
    • CF1 Director (1 May 2002 to 30 May 2003)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF1 Director (1 May 2002 to 30 May 2003)
    • CF3 Chief Executive (1 May 2002 to 30 May 2003)
    • CF8 Apportionment and Oversight (1 May 2002 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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