Omotunde Lawal

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • SMF18 Other Overall Responsibility (31 Jul 2023 to 27 Feb 2026)
    • [FCA CF] Material risk taker (31 Jan 2022 to 30 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jul 2023)
    • CF30 Customer (9 May 2018 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • SMF18 Other Overall Responsibility (31 Jul 2023 to 27 Feb 2026)
    • [FCA CF] Material risk taker (31 Jan 2022 to 30 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2023)
    • CF30 Customer (9 May 2018 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • [FCA CF] Material risk taker (31 Jan 2022 to 27 Feb 2026)
    • CF30 Customer (9 May 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • [FCA CF] Material risk taker (31 Jan 2022 to 27 Feb 2026)
    • CF30 Customer (28 Apr 2014 to 8 Dec 2019)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 13 Feb 2013)
    • CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.