Date authorised
1 April 2013
Companies House
00941405
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Old Bailey
    London
    EC4M 7BF
    UNITED KINGDOM
    Phone
    +4402076286000
  • Complaints Contact

    20 Old Bailey
    London
    EC4M 7BF
    UNITED KINGDOM
    Phone
    +4402072141254

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Manjinder Gill

    IRN MXG00575

    • [FCA CF] Material risk taker (22 Dec 2022 to 31 Oct 2025)
  • Margaret Lucy Featherby

    IRN MLF01052

    • CF30 Customer (3 Dec 2016 to 8 Dec 2019)
  • Marino Valensise

    IRN MXV01034

    • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 20 Jul 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Sep 2007 to 31 Oct 2007)
  • Mark Andrew Wilton

    IRN MAW01264

    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
  • Mark Donald Weber

    IRN MDW01042

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 12 Apr 2002)
  • Mark Francis Robert Baring

    IRN MFB01027

    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
  • Martin David Weisinger

    IRN MDW01043

    • CF21 Investment Adviser (1 Dec 2001 to 23 May 2003)
  • Martin Ortving

    IRN MXO01071

    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2003)
  • Martin Scott Horne

    IRN MSH01068

    • SMF1 Chief Executive (since 31 Jul 2023)
    • SMF3 Executive Director (since 31 Jul 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2023)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • Matthew James Ennion

    IRN MJE01055

    • CF27 Investment Management (30 Nov 2004 to 27 Jan 2005)
    • CF21 Investment Adviser (7 Mar 2002 to 30 Nov 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.