Baring Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Matthew John Finch
IRN MJF01322
- CF30 Customer (23 Nov 2016 to 30 May 2017)
Matthew Jolly
IRN MAJ01095
- CF30 Customer (1 Nov 2007 to 17 May 2010)
- CF26 Customer Trading (19 Dec 2006 to 31 Oct 2007)
May Al-Jumaili
IRN MXA01165
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Melanie Melrose Wotherspoon
IRN MMS01023
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Michael David Clegg
IRN MDC01063
- CF3 Chief Executive (1 Jan 2004 to 2 Feb 2004)
- CF1 Director (1 Dec 2001 to 2 Feb 2004)
Michael Freno
IRN MXF01987
- CF29 Significant management (4 Oct 2019 to 8 Dec 2019)
Michael Hughes
IRN MXH01298
- CF14 Risk Assessment (4 Aug 2004 to 28 Sep 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2004)
Michael John Rose
IRN MJR01238
- CF26 Customer Trading (1 Dec 2001 to 5 May 2006)
Michael Rui Ferreira De Freitas
IRN MRD01127
- CF30 Customer (19 Dec 2017 to 8 Dec 2019)
Michael Victoros
IRN MXV01075
- CF21 Investment Adviser (24 Jun 2003 to 24 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.