Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 27 May 2022)
    • CF29 Significant management (4 Oct 2019 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 27 May 2022)
    • CF29 Significant management (4 Oct 2019 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 27 May 2022)
    • CF29 Significant management (4 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (9 Feb 2017 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF29 Significant management (4 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.