Baring Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michele Beatrice Moreno
IRN MBM01021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jan 2003)
Naoki Ohta
IRN NXO01184
- CF30 Customer (24 Apr 2018 to 8 Dec 2019)
Natalia Krol
IRN NXK01104
- CF30 Customer (16 May 2018 to 8 Dec 2019)
Natasha Dena Zoe Michelle Crago
IRN NDC01025
- CF30 Customer (1 Nov 2007 to 22 Dec 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Neil Richard Godfrey
IRN NRG01042
- SMF18 Other Overall Responsibility (16 Jan 2024 to 5 Mar 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 16 Jan 2024)
- CF30 Customer (6 Jun 2018 to 8 Dec 2019)
- CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
Nicholas Charles Davidson
IRN NCD01012
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
Nicholas David Broadhead
IRN NDB01017
- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
Nicholas Emrys Evans
IRN NEE01011
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
- SMF16 Compliance Oversight (since 24 Jun 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
- CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
Nicholas John Bradley Jordan
IRN NJJ01023
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2004)
Nicholas Risager Pink
IRN NRP01031
- [FCA CF] Material risk taker (since 6 Sep 2023)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.