Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring Fund Managers Limited
FRN 119187
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
- SMF16 Compliance Oversight (since 24 Jun 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
- CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
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Baring International Investment Limited
FRN 122628
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
- SMF16 Compliance Oversight (since 24 Jun 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
- CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
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Baring Asset Management Limited
FRN 170601
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
- SMF16 Compliance Oversight (since 24 Jun 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
- CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
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BARINGS (U.K.) LIMITED
FRN 194662
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
- SMF16 Compliance Oversight (since 24 Jun 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
- CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.