Matthew James Ennion

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 6 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (27 Oct 2014 to 17 Jul 2018)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • CF30 Customer (16 Jul 2014 to 8 Aug 2014)
  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • CF29 Significant management (18 Nov 2010 to 28 Feb 2011)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (1 Nov 2007 to 26 Dec 2008)
    • CF27 Investment Management (9 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Mar 2002 to 6 Jun 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Mar 2002)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 26 Dec 2008)
    • CF27 Investment Management (30 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Mar 2002 to 30 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Mar 2002)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF27 Investment Management (30 Nov 2004 to 27 Jan 2005)
    • CF21 Investment Adviser (7 Mar 2002 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.