Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 31 Jul 2023)
    • SMF1 Chief Executive (since 31 Jul 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2023)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • SMF1 Chief Executive (since 31 Jul 2023)
    • SMF3 Executive Director (since 31 Jul 2023)
    • SMF18 Other Overall Responsibility (17 Mar 2022 to 30 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • SMF3 Executive Director (since 31 Jul 2023)
    • SMF1 Chief Executive (since 31 Jul 2023)
    • SMF18 Other Overall Responsibility (17 Mar 2022 to 30 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • SMF3 Executive Director (since 31 Jul 2023)
    • SMF1 Chief Executive (since 31 Jul 2023)
    • SMF18 Other Overall Responsibility (17 Mar 2022 to 30 Jun 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.