Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 12 Dec 2025)
    • [FCA CF] Material risk taker (since 8 Dec 2020)
    • [FCA CF] Manager of certification employee (since 8 Dec 2020)
    • [FCA CF] Client dealing (since 8 Dec 2020)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 20 Jul 2018)
    • CF1 Director (3 Sep 2007 to 2 Mar 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2020)
    • CF29 Significant management (1 Nov 2007 to 20 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Sep 2007 to 2 Mar 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 20 Jul 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.