MERCER RISK MANAGEMENT LIMITED

• Principal Place of Business

  1 Tower Place West

  Tower Place

  London

  City Of London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +442076266000

  Web

  https://www.mercer.com/en-gb/

• Complaints Contact

  1 Tower Place West

  Tower Place

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +442076266000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abraham Henricus Van Den Reijen

  IRN AHV01007

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alexander Glynn

  IRN AXG02858

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2025)
  • CF30 Customer (30 Jun 2018 to 8 Dec 2019)
• Alexander John Leishman

  IRN AXL08787

  • [FCA CF] Manager of certification employee (9 Dec 2023 to 31 Dec 2025)
  • [FCA CF] Client dealing (4 Aug 2022 to 31 Dec 2025)
• Alexander Raaphorst

  IRN AXR01107

  • [FCA CF] Client dealing (since 2 Sep 2025)
• Alexander-Nii-Odartei Hutton-Mills

  IRN AXH01987

  • CF30 Customer (21 Dec 2016 to 24 Dec 2018)
  • CF1 Director (AR) (21 Dec 2016 to 24 Dec 2018)
• Andreas Vermeiren

  IRN AXV77321

  • [FCA CF] Client dealing (19 Mar 2024 to 13 Dec 2024)
• Andrew Bellhouse

  IRN AXB02312

  • CF30 Customer (30 Apr 2015 to 6 Jun 2019)
• Andrew Crux

  IRN AXC10712

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (23 Jan 2019 to 8 Dec 2019)
• Andrew Duncan Stewart

  IRN ADS01204

  • [FCA CF] Material risk taker (1 Jan 2025 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (30 Apr 2015 to 8 Dec 2019)
• Angel Belichenov

  IRN AXB15867

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Jun 2019 to 8 Dec 2019)

• Lincoln Pensions Limited (no longer appointed)

  FRN 767683 · Appointed 19 Dec 2016 · Until 9 Jan 2019 · Tied agent

No changes recorded yet.