BANCTRUST INVESTMENT BANK LIMITED

• Principal Place of Business

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442081612010

  Web

  https://banctrust.com

• Complaints Contact

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442081612010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carlos Ricardo Fuenmayor

  IRN CRF01036

  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Feb 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Feb 2022)
  • CF3 Chief Executive (30 Aug 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 Aug 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Jul 2018 to 8 Dec 2019)
  • CF1 Director (17 May 2016 to 5 Jul 2018)
  • CF30 Customer (17 May 2016 to 8 Dec 2019)
  • CF2 Non Executive Director (15 Oct 2012 to 20 May 2016)
• Charles Martin Foley

  IRN CXF01485

  • [FCA CF] Material risk taker (4 Mar 2024 to 25 Nov 2024)
  • [FCA CF] Client dealing (6 Oct 2022 to 25 Nov 2024)
• Colin Christopher Ford

  IRN CCF01035

  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Nov 2024 to 29 Jul 2025)
• Daniel Bowers

  IRN DXB00755

  • [FCA CF] Client dealing (10 Mar 2022 to 22 Oct 2024)
• Daniel Jacobus Marx

  IRN DJM01504

  • Director of firm who is not a certification employee or a SMF manager (since 20 Sep 2022)
• Dean James Tyler

  IRN DJT01106

  • [FCA CF] Manager of certification employee (6 Nov 2023 to 24 Sep 2025)
  • [FCA CF] Client dealing (6 Nov 2023 to 24 Sep 2025)
  • SMF3 Executive Director (17 Mar 2021 to 24 Sep 2025)
  • [FCA CF] Material risk taker (1 Aug 2020 to 24 Sep 2025)
  • [FCA CF] Proprietary trader (1 Aug 2020 to 24 Sep 2025)
• Dipan Shah

  IRN DXS02022

  • [FCA CF] Material risk taker (11 Oct 2023 to 20 Apr 2025)
  • [FCA CF] Client dealing (11 Oct 2023 to 20 Apr 2025)
  • [FCA CF] Manager of certification employee (11 Oct 2023 to 20 Apr 2025)
• Elise Desiree Bailey

  IRN EXB00133

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2026)
  • SMF16 Compliance Oversight (since 16 Mar 2026)
• Emilio Henrique Garcia

  IRN EHG01007

  • CF30 Customer (21 Jun 2013 to 31 Jul 2014)
• Florencia Blanco

  IRN FXB01505

  • CF30 Customer (31 May 2016 to 18 Nov 2016)

No changes recorded yet.