Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BANCTRUST INVESTMENT BANK LIMITED
FRN 580379
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Feb 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Feb 2022)
- CF11 Money Laundering Reporting (30 Aug 2018 to 8 Dec 2019)
- CF3 Chief Executive (30 Aug 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Jul 2018 to 8 Dec 2019)
- CF30 Customer (17 May 2016 to 8 Dec 2019)
- CF1 Director (17 May 2016 to 5 Jul 2018)
- CF2 Non Executive Director (15 Oct 2012 to 20 May 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.