Dipan Shah

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANCTRUST INVESTMENT BANK LIMITED (no longer approved here)

    FRN 580379

    • [FCA CF] Material risk taker (11 Oct 2023 to 20 Apr 2025)
    • [FCA CF] Manager of certification employee (11 Oct 2023 to 20 Apr 2025)
    • [FCA CF] Client dealing (11 Oct 2023 to 20 Apr 2025)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Aug 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 4 Aug 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Aug 2023)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Apr 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 4 Aug 2023)
    • CF29 Significant management (6 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.