Daniel Jacobus Marx

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BANCTRUST INVESTMENT BANK LIMITED
FRN 580379
- Director of firm who is not a certification employee or a SMF manager (since 20 Sep 2022)
United Bank for Africa (UK) Limited (no longer approved here)
FRN 695048
- SMF3 Executive Director (5 Mar 2020 to 19 Apr 2021)
- SMF4 Chief Risk (19 Mar 2018 to 19 Apr 2021)
BRITISH ARAB COMMERCIAL BANK PUBLIC LIMITED COMPANY (no longer approved here)
FRN 204564
- SMF6 Head of Key Business Areas (7 Mar 2016 to 5 Oct 2016)
- CF29 Significant management (17 May 2013 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.