Baker Steel Capital Managers LLP

• Principal Place of Business

  34 Dover Street

  London

  W1S 4NG

  UNITED KINGDOM

  Phone

  +4402073890009

  Web

  https://www.bakersteelcap.com

• Complaints Contact

  34 Dover Steet

  London

  W1S 4NG

  UNITED KINGDOM

  Phone

  +4402073890009

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Baker Steel Ltd

  IRN CCB01059

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (9 May 2002 to 8 Dec 2019)
• Andrew Lovat Frazer

  IRN ALF01019

  • CF4 Partner (10 Jul 2002 to 4 Apr 2008)
• Andrew Nigel Pullar

  IRN ANP01036

  • CF4 Partner (22 Jan 2008 to 31 Jan 2009)
  • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
  • CF27 Investment Management (22 Jan 2007 to 31 Oct 2007)
• Andrew Paul Lampert-Zakiewicz

  IRN APL01066

  • CF4 Partner (28 May 2002 to 4 Jun 2014)
• Aneil Kumar Bhatt

  IRN AKB01058

  • CF4 Partner (29 May 2009 to 16 Nov 2015)
  • CF30 Customer (1 Nov 2007 to 15 Oct 2015)
  • CF21 Investment Adviser (17 Feb 2004 to 31 Oct 2007)
• Constantino Isnardi

  IRN CXI01016

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (22 Jan 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Aug 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 May 2002 to 6 Aug 2003)
  • CF26 Customer Trading (21 May 2002 to 6 Aug 2003)
• Cosmo Maximillian Sturge

  IRN CMS01234

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (16 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
• David Christopher Baker

  IRN DCB01087

  • SMF27 Partner (9 Dec 2019 to 31 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Aug 2025)
  • CF10 Compliance Oversight (30 Sep 2015 to 6 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (9 May 2002 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (9 May 2002 to 31 Oct 2007)
  • CF4 Partner (9 May 2002 to 8 Dec 2019)
  • CF3 Chief Executive (9 May 2002 to 3 Oct 2019)
• Francis Patrick Harcourt Vanden-Bempde-Johnstone

  IRN FXV00021

  • [FCA CF] Client dealing (since 9 Dec 2019)
• James Andrew Hartigan

  IRN JAH01320

  • CF21 Investment Adviser (1 Apr 2005 to 15 Nov 2006)

No changes recorded yet.