Baker Steel Capital Managers LLP

• Principal Place of Business

  34 Dover Street

  London

  W1S 4NG

  UNITED KINGDOM

  Phone

  +4402073890009

  Web

  https://www.bakersteelcap.com

• Complaints Contact

  34 Dover Steet

  London

  W1S 4NG

  UNITED KINGDOM

  Phone

  +4402073890009

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Carr Withall

  IRN JCW01163

  • CF4 Partner (22 Jan 2008 to 31 Mar 2017)
  • CF30 Customer (1 Nov 2007 to 31 Mar 2017)
  • CF27 Investment Management (5 Dec 2005 to 31 Oct 2007)
• James William Henry Hayter

  IRN JXH00590

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 Mar 2023)
• John Patrick Richard Alexander

  IRN JPA01063

  • [FCA CF] Significant management (since 4 Oct 2021)
• Jonah Sual Leon Levy

  IRN JXL13192

  • [FCA CF] Client dealing (since 13 Sep 2024)
• Kristy Barr

  IRN KXB01281

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
• Laxmi Vithal Jilka

  IRN LXJ00081

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
• Mark Alexander Burridge

  IRN MXB01505

  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2022)
  • CF3 Chief Executive (22 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
  • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • CF4 Partner (14 Mar 2017 to 8 Dec 2019)
• Matthew Benedict Huston

  IRN MBH01046

  • CF4 Partner (13 Jun 2011 to 31 Jul 2015)
  • CF30 Customer (13 Dec 2010 to 31 Jul 2015)
• Patricia Mary Tompson

  IRN PMT01074

  • CF4 Partner (24 Apr 2008 to 30 Jun 2017)
• Poonam Shukla

  IRN PXS01334

  • CF21 Investment Adviser (5 Dec 2002 to 31 Mar 2003)

No changes recorded yet.