Baker Steel Capital Managers LLP

• Principal Place of Business

  34 Dover Street

  London

  W1S 4NG

  UNITED KINGDOM

  Phone

  +4402073890009

  Web

  https://www.bakersteelcap.com

• Complaints Contact

  34 Dover Steet

  London

  W1S 4NG

  UNITED KINGDOM

  Phone

  +4402073890009

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Priya Mukherjee

  IRN PXV01107

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2022)
  • SMF16 Compliance Oversight (since 22 Feb 2020)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF10 Compliance Oversight (2 Apr 2012 to 1 Sep 2015)
  • CF11 Money Laundering Reporting (2 Apr 2012 to 1 Sep 2015)
  • CF28 Systems and controls (2 Apr 2012 to 1 Sep 2015)
• Steven Andrew Ellis

  IRN SAE01038

  • CF4 Partner (13 Jun 2011 to 16 Apr 2015)
  • CF30 Customer (13 Jun 2011 to 16 Apr 2015)
• Steven Russell Miller

  IRN SRM01110

  • CF27 Investment Management (19 Feb 2004 to 17 May 2007)
  • CF22 Investment Adviser (Trainee) (7 Aug 2002 to 12 Apr 2004)
  • CF26 Customer Trading (7 Aug 2002 to 12 Apr 2004)
• Sven Kuhlbrodt

  IRN SXK02096

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Timothy Richard Darvall

  IRN TXD01099

  • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
  • CF13 Finance (12 Aug 2003 to 1 Jun 2007)
  • CF21 Investment Adviser (12 Aug 2003 to 31 Oct 2007)
  • CF4 Partner (9 May 2002 to 11 Apr 2008)
  • CF11 Money Laundering Reporting (9 May 2002 to 1 Jun 2007)
  • CF10 Compliance Oversight (9 May 2002 to 1 Jun 2007)
• Tobias Alexander Rich

  IRN TXR00199

  • [FCA CF] Client dealing (since 1 Dec 2022)
• Trevor David Steel

  IRN TDS01022

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (25 Sep 2015 to 27 Feb 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2007 to 2 Apr 2012)
  • CF13 Finance (1 Jun 2007 to 31 Oct 2007)
  • CF27 Investment Management (9 May 2002 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (9 May 2002 to 31 Oct 2007)
  • CF3 Chief Executive (9 May 2002 to 3 Oct 2019)
  • CF4 Partner (9 May 2002 to 8 Dec 2019)

No changes recorded yet.