Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Genesis Investment Management, LLP
FRN 232261
- SMF9 Chair of the Governing Body (since 8 Nov 2024)
- Director of firm who is not a certification employee or a SMF manager (since 21 Dec 2023)
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Baker Steel Capital Managers LLP
FRN 208317
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2022)
- SMF16 Compliance Oversight (since 22 Feb 2020)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF10 Compliance Oversight (2 Apr 2012 to 1 Sep 2015)
- CF28 Systems and controls (2 Apr 2012 to 1 Sep 2015)
- CF11 Money Laundering Reporting (2 Apr 2012 to 1 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.