Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baker Steel Capital Managers LLP
FRN 208317
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF11 Money Laundering Reporting (25 Sep 2015 to 27 Feb 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jun 2007 to 2 Apr 2012)
- CF13 Finance (1 Jun 2007 to 31 Oct 2007)
- CF4 Partner (9 May 2002 to 8 Dec 2019)
- CF8 Apportionment and Oversight (9 May 2002 to 31 Oct 2007)
- CF3 Chief Executive (9 May 2002 to 3 Oct 2019)
- CF27 Investment Management (9 May 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.