Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 11 Apr 2008)
- CF13 Finance (12 Aug 2003 to 1 Jun 2007)
- CF21 Investment Adviser (12 Aug 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (9 May 2002 to 1 Jun 2007)
- CF11 Money Laundering Reporting (9 May 2002 to 1 Jun 2007)
- CF4 Partner (9 May 2002 to 11 Apr 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.