Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baker Steel Capital Managers LLP (no longer approved here)

    FRN 208317

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF13 Finance (12 Aug 2003 to 1 Jun 2007)
    • CF21 Investment Adviser (12 Aug 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (9 May 2002 to 1 Jun 2007)
    • CF11 Money Laundering Reporting (9 May 2002 to 1 Jun 2007)
    • CF4 Partner (9 May 2002 to 11 Apr 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.