Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2022)
    • CF3 Chief Executive (22 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
    • CF4 Partner (14 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • HCF International Advisers Limited (no longer approved here)

    FRN 230014

    • CF30 Customer (1 Nov 2007 to 13 Dec 2007)
    • CF1 Director (15 Jul 2004 to 13 Dec 2007)
    • CF23 Corporate Finance Adviser (15 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.