Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baker Steel Capital Managers LLP
FRN 208317
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2022)
- CF3 Chief Executive (22 Jul 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
- CF4 Partner (14 Mar 2017 to 8 Dec 2019)
- CF30 Customer (14 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 13 Dec 2007)
- CF1 Director (15 Jul 2004 to 13 Dec 2007)
- CF23 Corporate Finance Adviser (15 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.