Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Octopus Investments Limited
FRN 194779
- [FCA CF] Manager of certification employee (since 6 May 2025)
- [FCA CF] Client dealing (since 25 Oct 2024)
- [FCA CF] Material risk taker (since 21 Aug 2024)
- [FCA CF] Significant management (since 4 Oct 2021)
- [FCA CF] Client dealing (4 Oct 2021 to 21 Aug 2024)
-
Octopus AIF Management Limited
FRN 615467
- [FCA CF] Client dealing (since 2 May 2025)
- [FCA CF] Significant management (since 8 Nov 2024)
- [FCA CF] Manager of certification employee (since 8 Nov 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
-
- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
-
- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
-
- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
-
- CF30 Customer (1 Nov 2007 to 4 Jul 2008)
- CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.